SFC Licences of LI Lok Tao, Louis 李樂陶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 30 December 2016 | 06 April 2020 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 5 | 19 July 2016 | 06 April 2020 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 19 July 2016 | 06 April 2020 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 02 October 2015 | 06 April 2020 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 02 October 2015 | 06 April 2020 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 08 July 2014 | 14 September 2015 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 January 2014 | 14 June 2014 |