SFC Licences of SO Tsz Kit 蘇子杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 01 March 2019 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 March 2019 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 20 May 2016 | 21 August 2017 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 20 May 2016 | 21 August 2017 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 26 November 2015 | 21 August 2017 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 04 February 2014 | 08 August 2015 |