SFC Licences of SHUM Yat Tung 沈逸東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IDS Forex HK Limited | RE | 3 | 21 June 2016 | 25 May 2017 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 17 November 2014 | 30 September 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 January 2014 | 17 October 2014 |