SFC Licences of CHAN Simon Yuk Kwan 陳鋈鋆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 July 2023 | 07 July 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 July 2023 | 07 July 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 15 January 2020 | 20 January 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 January 2020 | 20 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 December 2018 | 16 December 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 July 2018 | 25 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 March 2018 | 23 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 March 2018 | 23 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 December 2017 | 12 December 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 December 2017 | 12 December 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 April 2017 | 28 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 April 2017 | 28 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 November 2016 | 02 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 November 2016 | 02 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 June 2016 | 06 July 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 June 2016 | 06 July 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 April 2016 | 29 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 April 2016 | 29 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 November 2015 | 28 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 November 2015 | 28 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2015 | 03 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2015 | 03 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2014 | 18 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 November 2014 | 18 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2014 | 17 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2014 | 17 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 January 2014 | 21 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 January 2014 | 21 January 2014 |