SFC Licences of LUI Chun Tak 呂俊德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 30 March 2021 | |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 30 March 2021 | |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 04 October 2019 | 22 March 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 24 September 2019 | 22 March 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 24 September 2019 | 22 March 2021 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 28 November 2017 | 30 July 2019 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 28 November 2017 | 30 July 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 6 | 20 October 2015 | 11 November 2017 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 20 October 2015 | 11 November 2017 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 25 February 2014 | 06 October 2015 |