SFC Licences of LI Chi Ping 李智平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 10 November 2021 | |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 10 November 2021 | |
| Win Securities Limited 贏證券有限公司 | RE | 1 | 20 July 2021 | 20 October 2021 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 2 | 09 September 2019 | 20 October 2021 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 12 August 2019 | 20 October 2021 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 9 | 16 January 2017 | 24 July 2019 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 4 | 22 August 2016 | 24 July 2019 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 22 August 2016 | 24 July 2019 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 25 February 2014 | 15 February 2015 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 25 February 2014 | 15 February 2015 |