SFC Licences of HSIEH Erin 謝依玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 24 April 2015 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 19 March 2014 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 19 March 2014 |