SFC Licences of TAN Chih Jen 譚智仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dymon Asia Capital (HK) Limited | RE | 9 | 13 February 2023 | |
SPQ Asia Capital Limited | RO | 9 | 22 February 2021 | 06 January 2023 |
SPQ Asia Capital Limited | RE | 9 | 16 October 2019 | 22 February 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 27 February 2014 | 25 September 2014 |