SFC Licences of RAWLE Peter Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | RE | 9 | 18 May 2017 | 25 June 2018 |
| Pearl Street Advisors Limited | RE | 9 | 24 April 2015 | 11 May 2015 |
| Aletheia Technologies Limited | RE | 4 | 25 March 2014 | 09 March 2015 |