SFC Licences of NAKA Kazuhito 那珂和人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 14 August 2020 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 14 August 2020 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 5 | 07 November 2017 | 18 November 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 2 | 07 November 2017 | 18 November 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 25 July 2014 | 18 November 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 25 July 2014 | 18 November 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 10 March 2014 | 25 July 2014 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 10 March 2014 | 25 July 2014 |