SFC Licences of LAU Kwan Hing 劉君馨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 1 | 17 January 2024 | 22 March 2024 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 9 | 24 January 2022 | 22 March 2024 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 4 | 24 January 2022 | 22 March 2024 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 9 | 07 December 2021 | 24 January 2022 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 4 | 07 December 2021 | 24 January 2022 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RO | 9 | 26 October 2018 | 30 June 2020 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RO | 4 | 26 October 2018 | 30 June 2020 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RE | 4 | 17 April 2014 | 26 October 2018 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RE | 9 | 17 April 2014 | 26 October 2018 |