SFC Licences of YUEN Yiu Hei 阮堯熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 05 August 2015 | 11 November 2018 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 05 August 2015 | 11 November 2018 |
| Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 28 March 2014 | 11 January 2015 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 28 March 2014 | 11 January 2015 |