SFC Licences of XIONG Chaoyu 熊超宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 27 July 2015 | 23 September 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 July 2015 | 23 September 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 07 April 2014 | 08 July 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 07 April 2014 | 08 July 2015 |
| UBS Securities Asia Limited | RE | 1 | 07 April 2014 | 08 July 2015 |
| UBS Securities Asia Limited | RE | 2 | 07 April 2014 | 08 July 2015 |