SFC Licences of CHAN Claudia Yuk Ying 陳旭瀅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RO | 6 | 24 January 2022 | 17 March 2022 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 22 November 2021 | 24 January 2022 |
| Giraffe Capital Limited 智富融資有限公司 | RO | 6 | 21 April 2020 | 30 September 2021 |
| Giraffe Capital Limited 智富融資有限公司 | RE | 1 | 21 April 2020 | 30 September 2021 |
| Giraffe Capital Limited 智富融資有限公司 | RE | 6 | 06 March 2020 | 21 April 2020 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RO | 6 | 11 April 2019 | 28 February 2020 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 27 October 2014 | 11 April 2019 |
| Hercules Capital Limited 凱利融資有限公司 | RE | 6 | 24 April 2014 | 14 October 2014 |