SFC Licences of CHAN Lok Him 陳樂謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Achieve Capital Limited | RO | 9 | 16 January 2023 | |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 | RO | 9 | 09 July 2019 | 07 June 2020 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 | RE | 9 | 11 June 2019 | 09 July 2019 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 4 | 28 June 2018 | 30 May 2019 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 26 January 2018 | 30 May 2019 |
| VL Asset Management Limited 以立投資管理有限公司 | RE | 9 | 23 April 2014 | 20 December 2017 |