SFC Licences of LIM Joanne Yue Shan 林悅珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 26 April 2022 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 26 September 2018 | 25 February 2022 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 17 September 2018 | 25 February 2022 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 06 June 2017 | 03 August 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 June 2017 | 03 August 2018 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 02 April 2014 | 19 May 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 April 2014 | 19 May 2017 |