SFC Licences of AN Yang 安揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 5 | 12 August 2019 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 4 | 12 August 2019 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 9 | 20 December 2018 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 2 | 20 December 2018 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 1 | 20 December 2018 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 03 April 2014 | 11 November 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 April 2014 | 11 November 2016 |