SFC Licences of KIM Seung Wook
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 01 March 2017 | 30 April 2017 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 01 March 2017 | 30 April 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 1 | 05 December 2016 | 28 February 2017 |
| South Mountain Asset Management Limited | RO | 9 | 14 June 2016 | 23 June 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 9 | 01 September 2014 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 09 April 2014 | 05 December 2016 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 9 | 09 April 2014 | 01 September 2014 |