SFC Licences of YIU Yu Chung 姚宇聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 16 November 2021 | 19 December 2022 |
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 15 June 2020 | 10 June 2022 |
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 4 | 15 June 2020 | 10 June 2022 |
Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 15 June 2020 | 16 November 2021 |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 25 July 2018 | 12 May 2020 |
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 25 July 2018 | 12 May 2020 |
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 25 July 2018 | 12 May 2020 |
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 | RE | 9 | 21 July 2016 | 15 February 2018 |
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 | RE | 4 | 21 July 2016 | 15 February 2018 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 1 | 11 September 2014 | 15 February 2018 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 15 April 2014 | 15 February 2018 |