SFC Licences of CHAN Yuen Yau, Chloe 陳鉉悠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Research Limited 信達國際研究有限公司 | RE | 4 | 16 March 2016 | 24 October 2020 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 4 | 07 September 2015 | 22 February 2016 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 07 September 2015 | 22 February 2016 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 4 | 13 March 2015 | 17 July 2015 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 24 April 2014 | 17 July 2015 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RE | 4 | 24 April 2014 | 06 March 2015 |