SFC Licences of YIM Sau King David 嚴守敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 6 | 13 August 2018 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 13 August 2018 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 1 | 13 August 2018 | ||
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 02 July 2014 | 13 August 2015 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 02 July 2014 | 13 August 2015 |