SFC Licences of LEE Ka Ho 李家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 9 | 14 April 2015 | 20 July 2018 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 4 | 14 April 2015 | 20 July 2018 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 05 September 2014 | 14 April 2015 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 05 September 2014 | 14 April 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 May 2014 | 03 June 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 May 2014 | 03 June 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 May 2014 | 03 June 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 May 2014 | 03 June 2014 |