SFC Licences of TAM Chiu Kin 譚超鍵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
RE | 9 | 17 March 2021 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 25 June 2015 | 21 April 2017 |
| South China Commodities Limited 南華期貨有限公司 |
RE | 2 | 13 May 2014 | 12 June 2015 |
| South China Securities Limited 南華證券投資有限公司 |
RE | 1 | 13 May 2014 | 12 June 2015 |
| Midas Securities Limited 金源證券有限公司 |
RO | 1, 2, 4 | 11 May 2020 | |
| Huarong International Securities Limited 華融國際證券有限公司 |
RE | 4 | 23 April 2019 | 10 May 2020 |
| Huarong International Securities Limited 華融國際證券有限公司 |
RE | 1, 2 | 01 March 2019 | 10 May 2020 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RE | 1, 2 | 09 August 2017 | 13 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 25 June 2015 | 21 April 2017 |