SFC Licences of TAM Chiu Kin 譚超鍵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	09 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	09 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	4	20 December 2022	09 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	1	20 December 2022	09 February 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	20 December 2022
Midas Securities Limited 金源證券有限公司	RE	9	17 March 2021	10 July 2022
Midas Securities Limited 金源證券有限公司	RO	4	11 May 2020	10 July 2022
Midas Securities Limited 金源證券有限公司	RO	2	11 May 2020	10 July 2022
Midas Securities Limited 金源證券有限公司	RO	1	11 May 2020	10 July 2022
Huarong International Securities Limited 華融國際證券有限公司	RE	4	23 April 2019	10 May 2020
Huarong International Securities Limited 華融國際證券有限公司	RE	2	01 March 2019	10 May 2020
Huarong International Securities Limited 華融國際證券有限公司	RE	1	01 March 2019	10 May 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	09 August 2017	13 January 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	09 August 2017	13 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	25 June 2015	21 April 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	25 June 2015	21 April 2017
South China Commodities Limited 南華期貨有限公司	RE	2	13 May 2014	12 June 2015
South China Securities Limited 南華證券投資有限公司	RE	1	13 May 2014	12 June 2015