SFC Licences of TAM Chiu Kin 譚超鍵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Midas Securities Limited 金源證券有限公司
RE 9 17 March 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 25 June 2015 21 April 2017
South China Commodities Limited 南華期貨有限公司
RE 2 13 May 2014 12 June 2015
South China Securities Limited 南華證券投資有限公司
RE 1 13 May 2014 12 June 2015
Midas Securities Limited 金源證券有限公司
RO 1, 2, 4 11 May 2020
Huarong International Securities Limited 華融國際證券有限公司
RE 4 23 April 2019 10 May 2020
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 2 01 March 2019 10 May 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1, 2 09 August 2017 13 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 June 2015 21 April 2017