SFC Licences of NG Yan Ting 吳胤婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 25 April 2018 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 25 April 2018 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 25 April 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 09 July 2015 | 13 May 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 July 2015 | 13 May 2016 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 19 May 2014 | 06 June 2015 |