SFC Licences of ZHANG Senquan 張森泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 August 2017 | 09 March 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 15 April 2016 | 30 June 2017 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 15 April 2016 | 30 June 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 15 April 2016 | 30 June 2017 |