SFC Licences of HEO Hong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 October 2022 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 30 May 2014 | 30 September 2015 |