SFC Licences of TO Hoi Kwok 陶海國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 27 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 December 2016 | 02 October 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 10 June 2014 | 03 December 2016 |