SFC Licences of TAM Cheung Wan 譚翔尹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 16 January 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 16 January 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 23 December 2022 | |
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 | RE | 9 | 26 April 2022 | 14 October 2022 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 19 December 2016 | 22 April 2022 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 4 | 19 December 2016 | 22 April 2022 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 26 March 2015 | 28 November 2016 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 26 March 2015 | 28 November 2016 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 02 July 2014 | 31 October 2014 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 02 July 2014 | 31 October 2014 |