SFC Licences of TSANG Kwok Yee 曾幗懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 19 January 2023 | 01 September 2023 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 15 December 2022 | 01 September 2023 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 15 December 2022 | 01 September 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 30 November 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 November 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 June 2014 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 June 2014 | 02 October 2017 |