SFC Licences of HAUPT Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 9 | 17 July 2018 | 18 July 2018 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 01 June 2015 | 18 July 2018 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 01 June 2015 | 18 July 2018 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 19 November 2014 | 16 December 2014 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 19 November 2014 | 16 December 2014 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 10 July 2014 | 20 September 2014 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 10 July 2014 | 20 September 2014 |