SFC Licences of GAO Shuqi 高樹啟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Harbour International Securities Limited 中灣國際證券有限公司 RO 1 04 March 2024
China Harbour International Asset Management Limited 中灣國際資產管理有限公司 RO 9 27 June 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司 RO 4 27 June 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司 RE 9 09 June 2023 27 June 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司 RE 4 09 June 2023 27 June 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RO 9 25 November 2022 25 March 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RO 4 25 November 2022 25 March 2023
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 4 09 July 2018 21 November 2021
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 9 29 June 2017 21 November 2021
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 14 October 2015 09 July 2018
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 24 June 2014 29 June 2017