SFC Licences of NOMA Kota
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 16 November 2017 | 01 December 2017 |
| UBS Securities Asia Limited | RE | 1 | 17 April 2015 | 26 April 2015 |
| UBS Securities Asia Limited | RE | 1 | 04 July 2014 | 12 July 2014 |