SFC Licences of CHU Wan Chi 朱韻芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 18 November 2019 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 18 November 2019 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 08 November 2019 | |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | 1 | 02 May 2019 | 24 October 2019 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 08 August 2017 | 08 April 2019 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 30 June 2014 | 09 June 2017 |