SFC Licences of KIM Jun Oh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 08 July 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 08 July 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 9 | 28 December 2018 | 08 July 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 28 December 2018 | 08 July 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 9 | 01 March 2017 | 24 October 2018 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 24 October 2018 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 22 December 2015 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 9 | 03 July 2014 | 28 February 2017 |