SFC Licences of HUANG Xiaoniu 黄小牛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NonaVerse (Hong Kong) Limited | RO | 9 | 28 February 2024 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 10 November 2017 | 29 June 2018 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 10 November 2017 | 29 June 2018 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 9 | 12 May 2017 | 08 August 2017 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 4 | 12 May 2017 | 08 August 2017 |
| Patrol Capital Management Limited | RE | 9 | 04 September 2015 | 31 March 2017 |
| UBS Securities Asia Limited | RE | 2 | 21 August 2014 | 24 March 2015 |
| UBS Securities Asia Limited | RE | 1 | 21 August 2014 | 24 March 2015 |
| UBS Securities Asia Limited | RE | 2 | 11 July 2014 | 01 August 2014 |
| UBS Securities Asia Limited | RE | 1 | 11 July 2014 | 01 August 2014 |