SFC Licences of LEE Adam John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EFM Asset Management Limited | RE | 9 | 20 June 2018 | |
UBS Securities Asia Limited | RE | 4 | 17 July 2014 | 16 April 2018 |