SFC Licences of LAU Ha Lam 劉夏林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 18 July 2014 | 31 January 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 18 July 2014 | 31 January 2015 |