SFC Licences of SIK Wai Wai 釋為懷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gransing Securities Co., Limited 國投證券有限公司 | RE | 4 | 04 June 2021 | 01 April 2022 |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 04 June 2021 | 01 April 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 29 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 29 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 02 March 2015 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 July 2014 | 29 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 July 2014 | 02 October 2017 |