SFC Licences of CAO Lingjie 曹泠洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 03 October 2022 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 03 October 2022 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 03 October 2022 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 28 February 2018 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 28 February 2018 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 January 2015 | 12 February 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 28 July 2014 | 12 February 2017 |