SFC Licences of LAU Siu Lik 樓小力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 09 December 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 17 August 2021
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 August 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 17 August 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 02 August 2021 09 December 2021
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RO 6 13 December 2019 19 July 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 July 2014 15 November 2019