SFC Licences of LAU Siu Lik 樓小力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 09 December 2021 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 17 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 17 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 17 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 02 August 2021 | 09 December 2021 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RO | 6 | 13 December 2019 | 19 July 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 July 2014 | 15 November 2019 |