SFC Licences of MORIMOTO Tatsuya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 21 September 2018 | 30 September 2018 |
UBS Securities Asia Limited | RE | 2 | 29 June 2016 | 15 July 2016 |
UBS Securities Asia Limited | RE | 1 | 29 June 2016 | 15 July 2016 |
UBS Securities Asia Limited | RE | 4 | 05 August 2014 | 04 January 2016 |