SFC Licences of HUI Lok Yi 許樂怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 March 2016 | 01 October 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 December 2015 | 01 October 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 August 2014 | 10 December 2015 |