SFC Licences of SHU Xiaoling 舒小凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 30 March 2015 | 29 December 2016 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 30 March 2015 | 29 December 2016 |
| Interactive Brokers LLC 盈透有限公司 | RE | 3 | 13 November 2014 | 26 January 2015 |
| Interactive Brokers LLC 盈透有限公司 | RE | 2 | 23 October 2014 | 26 January 2015 |
| Interactive Brokers LLC 盈透有限公司 | RE | 1 | 28 August 2014 | 26 January 2015 |