SFC Licences of PAUL Scott Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 16 August 2016 | 31 October 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 18 March 2016 | 31 October 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 18 March 2016 | 31 October 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 September 2014 | 18 March 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 05 September 2014 | 18 March 2016 |