SFC Licences of KE Minning 柯敏宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 August 2020 | 05 July 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 18 August 2020 | 05 July 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 18 August 2020 | 05 July 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 18 August 2020 | 05 July 2022 |
| Vision Finance International Company Limited 睿智金融國際有限公司 | RE | 1 | 19 September 2018 | 02 May 2020 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 9 | 19 September 2018 | 02 May 2020 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 4 | 19 September 2018 | 02 May 2020 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 27 August 2014 | 21 July 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 27 August 2014 | 21 July 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 27 August 2014 | 21 July 2018 |