SFC Licences of WALLIS Alex Mitchell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 09 July 2020 | 06 March 2023 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 13 March 2020 | 09 July 2020 |
| Kima Capital Management Limited | RE | 9 | 28 August 2014 | 16 March 2016 |