SFC Licences of CHAN Siu Wing 陳紹榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mackenzie Investments Asia Limited | RE | 9 | 12 January 2017 | |
Mackenzie Investments Asia Limited | RE | 4 | 12 January 2017 | |
SPARX Asia Investment Advisors Limited | RE | 9 | 29 August 2014 | 06 January 2017 |
SPARX Asia Investment Advisors Limited | RE | 4 | 29 August 2014 | 06 January 2017 |