SFC Licences of LAM Shuk Yin Rita 林淑賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 9 | 24 September 2018 | 19 November 2019 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 4 | 04 August 2015 | 19 November 2019 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 1 | 04 August 2015 | 19 November 2019 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 08 September 2014 | 04 August 2015 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 08 September 2014 | 04 August 2015 |