SFC Licences of ZHA Lingrui 查凌睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 6 | 22 September 2023 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 6 | 19 October 2018 | 22 September 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 21 September 2018 | |
| Grand Cartel Securities Company Limited 宏大證券有限公司 | RE | 1 | 15 June 2017 | 31 August 2018 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 | RE | 9 | 08 November 2016 | 31 August 2018 |