SFC Licences of YAO Zhengwei 姚正薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 | RO | 9 | 09 January 2023 | |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 | RO | 4 | 09 January 2023 | |
| Leo Asset Management Limited 麗奧資產管理有限公司 | RO | 9 | 22 April 2021 | 30 December 2022 |
| Leo Asset Management Limited 麗奧資產管理有限公司 | RO | 4 | 22 April 2021 | 30 December 2022 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 | RO | 1 | 22 April 2021 | 30 December 2022 |
| C.P. Securities International Limited 中和證劵國際有限公司 | RO | 1 | 20 November 2020 | 29 January 2021 |
| C.P. Securities International Limited 中和證劵國際有限公司 | RE | 1 | 07 May 2018 | 20 November 2020 |
| C.P. Financial Management Limited 中和資產管理有限公司 | RO | 9 | 29 December 2017 | 22 October 2020 |